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Please note that Regulation-S.com trading accounts are NOT offered or available to "US Persons" as defined and described by the US Securities regulations dealing with Regulation S securities. It is in our best interest, and in the interests of all of our Regulation S Issuers and Clients, to rigorously regulate our clients’ identities. Stringent Know Your Client policies will be in effect to identify and restrict the use of this website’s trading resources to "non-US Persons".

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To protect you, the Investor, Regulation-S.com insists that all companies on the Regulation-S.com Exchange adhere to strict criteria:

  • Fully reporting, meaning that the company must disclose to the public any share issuances done under Regulation S during the previous quarter; or
  • Willing to issue a press or public statement as to the issuance of shares for a fundraising under Regulation S to the public by an acceptable means - meaning accessible online to the general public, either through a press release or by a statement on the company website.
  • Current and 6 month historical trading volume of USD $50,000.00 per day in trading volume calculated as ($ Share price) x (# shares traded).
  • Demonstrates and states, with full corporate liability, the amount of dilution in unregistered securities transactions. Regulation-S.com does not accept clients with too high of a percentage of shares issued under the Regulation S exemption, nor does it normally participate in issues of shares that will account for more than 9.5% of the issuing companies total issued and outstanding shares in that company.

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