Benefits
Regulation-S.com™ has an online, automated intake system allowing publicly listed companies to list their equities with us with requests for both institutional and secondary market funding. Because the issuers come to us directly, we incur fewer fees to the issuer, meaning more of any investment finds its way to the company, building shareholder value and increasing the capability of that company to succeed.
Companies that register with Regulaton-S.com get exposure to investors worldwide looking to invest in Regulation S offerings from inside their client accounts. Our client companies also have access to services such as Loans Against Regulation S Securities, Foreign Debt Settlement Services, Equity Repatriation Services, Institutional Placement, through introductions to our international funding sources, and Secondary Market Distribution through our referral network of distribution organisations worldwide.
General Issuer Requirements for Funding and Distribution Services
Funding-related services provided by Regulation-S.com are subject to the issuer meeting certain minimum requirements. In the event your company does not meet these general requirements, there may still be a possibility that we can assist your company in achieving them through our relationships with market professionals worldwide.
Trading Volume: Regulation-S.com generally only accepts as clients companies with a 6 month historical trading volume of USD$50,000.00 per day or more.
Fully Reporting: Fully reporting companies with up-to-date audited financials and reporting. Companies that do not fall into this category may qualify for funding opportunities if they are willing to issue public statement with accurate information as to shareholding and distribution prior to engaging in a Regulation S distribution.
US Trading: At present, we work with only Regulation S securities issued by publicly trading companies in the US marketplace who demonstrate a present and historical trading volume, price, and reporting structure acceptable to Regulation-S.com.
Dilution: Regulation-S.com does not accept clients with excessive Regulation S dilution, nor does it normally participate in distributions that will result in a dilution of more than 9.5% of the issuing companies total issued and outstanding shares.
Independent Transfer Agent: The use of a licensed third party, independent transfer agent is mandatory for participation in offerings supported by Regulation-S.com.
Contract Requirements: Generally, contracts
for any type of funding through Regulation-S.com's systems or providers will
contain elements designed to protect the rights and capabilities of the investors,
as well as the issuer. Contract terms generally deal with the timeline and
removability of the restrictive legend and its verbiage, as well as guarantees
by the company of the issuer's co-operation in documentation and filings as
may be necessary. Contract contents for special circumstances are individually
negotiated with the issuers and are adjudicated on a case-by-case basis. |
