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Regulation-S.com Secondary Market Opportunities
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Secondary Market Aggregation

The historical sales process for placement of Regulation S shares with individual investors involves a high degree of referral business. As a result, once an Investor becomes a client of Regulation-S.com for legend removal or deposits in our systems, we receive a large portion of the entire Regulation S distributions through the same word of mouth process.

Because our clients have online accounts in the system, we can present bids for these issues to an entire underlying shareholder base of investors simultaneously.

This creates the only Regulation S Secondary Market Aggregation System in the World and can provide unique opportunities for Regulation S investments that are already aged or have other unique factors making them prime opportunities for Institutions.

Placement Potential
Once an Institution takes in a wholesale primary market placement, they have the option of placing any or all of their investment into the Secondary Marketplace system, allowing individual investors access to the investment opportunities and an exit for all or part of the underwriting investment. This provides not only an opportunity for the Institution to see immediate realisation of investment capital, but may also allow Institutions to redefine the "liquidity" allowances for the institutional or pooled funds portfolio requirement.
 
Find Out More

Please contact us to find out more about a custom-tailored solution for your organisation.

Doing it Right
at Regulation-S.com

To protect you, the Investor, Regulation-S.com insists that all companies on the Regulation-S.com Exchange adhere to strict criteria:

  • Fully reporting, meaning that the company must disclose to the public any share issuances done under Regulation S during the previous quarter; or
  • Willing to issue a press or public statement as to the issuance of shares for a fundraising under Regulation S to the public by an acceptable means - meaning accessible online to the general public, either through a press release or by a statement on the company website.
  • Current and 6 month historical trading volume of USD $50,000.00 per day in trading volume calculated as ($ Share price) x (# shares traded).
  • Demonstrates and states, with full corporate liability, the amount of dilution in unregistered securities transactions. Regulation-S.com does not accept clients with too high of a percentage of shares issued under the Regulation S exemption, nor does it normally participate in issues of shares that will account for more than 9.5% of the issuing companies total issued and outstanding shares in that company.

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